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Detailed Report
Victoria Nadine Patrie
Torrey Nadine Patrie
CRD#: 7425392
IA
Investment Adviser
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Previous Broker
49 FINANCIALCRD#: 319484 5001 Founders Way
Suite 100
Rogers, AR 72758
Registration History
202120222023202420252026IA49 FINANCIAL (CRD# 319484)2023 - Present (1 year)BOAKWOOD CAPITAL SECURITIES, INC. (CRD# 21000)2024 - 2024 (<1 year)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2021 - 2024 (2 years)
License(s)

State Registrations

IA
Arkansas 10/20/2023
Current Registration(s)
IA
49 FINANCIAL (CRD#:319484)
5001 Founders Way Suite 100, Rogers, AR 72758
Registered with this firm since 10/20/2023
Previous Registration(s)
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 07/31/2024 - 12/17/2024 OAKWOOD CAPITAL SECURITIES, INC. (CRD#:21000) Rogers, AR
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 08/30/2021 - 01/10/2024 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Rogers, AR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.