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MORGAN DEAN GATES THOMAS
Morgan Dean Gates-Thomas, MORGAN THOMAS, MORGANDEANGATES THOMAS
CRD#: 7424096
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Investment Adviser
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Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2929 ALLEN PKWY; L7-20
HOUSTON, TX 77019
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)BAE FINANCIAL SERVICES, LLC (CRD# 298608)2022 - 2023 (1 year)
License(s)

State Registrations

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Kansas 11/3/2023

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Kansas 11/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PKWY; L7-20, HOUSTON, TX 77019
Registered with this firm since 11/3/2023

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VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PKWY; L7-20, HOUSTON, TX 77019
Registered with this firm since 10/12/2023

Previous Registration(s)
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07/20/2022 - 09/15/2023 AE FINANCIAL SERVICES, LLC (CRD#:298608) Topeka, KS
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.