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Detailed Report
Jacob Thomas Shea
Jacob Shea
CRD#: 7422868
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 765 JEFFERSON ROAD
3RD FL, SUITE 310
ROCHESTER, NY 14623
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Colorado 1/14/2022
B
New York 11/15/2021
B
Florida 9/22/2023
IA
New York 11/16/2021
B
New Hampshire 11/7/2024
B
South Carolina 11/11/2024
B
New Jersey 1/3/2023
B
Utah 4/26/2023
IA
New Jersey 1/5/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
765 JEFFERSON ROAD 3RD FL, SUITE 310, ROCHESTER, NY 14623
Registered with this firm since 11/16/2021
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
765 JEFFERSON ROAD 3RD FL, SUITE 310, ROCHESTER, NY 14623
Registered with this firm since 10/8/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.