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Detailed Report
Daniel Hansen
CRD#: 7422443
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 400 SPECTRUM CENTER DRIVE
IRVINE, CA 92618
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 1/5/2022
B
Minnesota 1/5/2022
B
California 12/1/2021
B
Missouri 1/5/2022
IA
California 12/1/2021
B
Montana 1/5/2022
B
Colorado 1/5/2022
B
Nevada 1/5/2022
B
District of Columbia 3/8/2024
B
New Mexico 4/21/2023
B
Florida 1/5/2022
B
New York 1/5/2022
B
Georgia 5/13/2024
B
North Carolina 1/6/2022
B
Hawaii 2/17/2022
B
Oklahoma 1/5/2022
B
Idaho 1/5/2022
B
Oregon 1/5/2022
B
Illinois 1/5/2022
B
Texas 1/5/2022
B
Iowa 1/5/2022
IA
Texas 1/5/2022
B
Kentucky 1/5/2022
B
Virginia 1/5/2022
B
Maryland 1/5/2022
B
Washington 1/5/2022
B
Michigan 1/5/2022
B
Wisconsin 1/5/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
400 SPECTRUM CENTER DRIVE, IRVINE, CA 92618
Registered with this firm since 12/1/2021
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
400 SPECTRUM CENTER DRIVE, IRVINE, CA 92618
Registered with this firm since 11/11/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.