Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
1995200020052010201520202025IACLARK WEALTH STRATEGIES, INC (CRD# 146090)2021 - Present (3 years)
Disclosure(s)
View By:
11/22/1993
Criminal
Final Disposition
License(s)

State Registrations

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Minnesota 11/19/2021
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Texas 1/3/2024
Current Registration(s)
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CLARK WEALTH STRATEGIES, INC (CRD#:146090)
Apple Valley, MN
Registered with this firm since 11/19/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.