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BROOKE MARSDEN SMITH
BROOKE LEIGH SMITH, BROOKE SMITH
CRD#: 7418703
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 TWO CONTRA WAY
MERRIMACK, NH 03054-4334
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ONE SPARTAN WAY
MERRIMACK, NH 03054
Registration History
202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 1/14/2022

B
Nebraska 1/14/2022

B
Alaska 1/14/2022

B
Nevada 1/14/2022

B
Arizona 12/6/2021

B
New Hampshire 11/19/2021

B
Arkansas 1/14/2022

IA
New Hampshire 8/22/2023

B
California 12/6/2021

B
New Jersey 12/6/2021

B
Colorado 12/6/2021

B
New Mexico 1/14/2022

B
Connecticut 12/6/2021

B
New York 12/6/2021

B
Delaware 1/14/2022

B
North Carolina 12/6/2021

B
District of Columbia 1/14/2022

B
North Dakota 1/14/2022

B
Florida 12/6/2021

B
Ohio 12/7/2021

B
Georgia 12/6/2021

B
Oklahoma 1/14/2022

B
Hawaii 1/14/2022

B
Oregon 1/14/2022

B
Idaho 1/14/2022

B
Pennsylvania 12/6/2021

B
Illinois 12/6/2021

B
Puerto Rico 1/14/2022

B
Indiana 12/6/2021

B
Rhode Island 1/14/2022

B
Iowa 1/14/2022

B
South Carolina 1/14/2022

B
Kansas 1/14/2022

B
South Dakota 1/14/2022

B
Kentucky 1/14/2022

B
Tennessee 1/14/2022

B
Louisiana 1/14/2022

B
Texas 12/6/2021

B
Maine 1/14/2022

IA
Texas 8/22/2023

B
Maryland 12/6/2021

B
Utah 1/14/2022

B
Massachusetts 12/6/2021

B
Vermont 1/14/2022

B
Michigan 12/6/2021

B
Virginia 12/6/2021

B
Minnesota 12/6/2021

B
Washington 12/6/2021

B
Mississippi 1/14/2022

B
West Virginia 1/14/2022

B
Missouri 12/6/2021

B
Wisconsin 12/6/2021

B
Montana 1/14/2022

B
Wyoming 1/14/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
TWO CONTRA WAY, MERRIMACK, NH 03054-4334
Registered with this firm since 8/22/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ONE SPARTAN WAY, MERRIMACK, NH 03054
BEDFORD, NH
Registered with this firm since 11/12/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.