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YIK SING CHAN
Kenneth Chan, Yik Sing Chan, Yiksing Chan
CRD#: 7418571
IA
Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 11812 E SOUTH STREET
CERRITOS, CA 90703
CETERA INVESTMENT SERVICES LLCCRD#: 15340 11812 E SOUTH STREET
CERRITOS, CA 90703
Registration History
AprJulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20263 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - 2024 (2 years)
License(s)

State Registrations

B
California 12/5/2024

IA
California 12/5/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
11812 E SOUTH STREET, CERRITOS, CA 90703
Registered with this firm since 12/5/2024

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
11812 E SOUTH STREET, CERRITOS, CA 90703
Registered with this firm since 12/5/2024

Previous Registration(s)
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10/21/2024 - 12/03/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWPORT BEACH, CA
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10/21/2024 - 12/03/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWPORT BEACH, CA
IA
01/18/2024 - 10/11/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Rowland Heights, CA
B
04/01/2022 - 10/11/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Rowland Heights, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.