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Detailed Report
Ana Becker
Ana Espitia
CRD#: 7416971
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Wealth Management, Investment
201 S. Biscayne Blvd., 6th FL
Miami, FL 33131
Registration History
2021202220232024202520262 FIRMS2023 - Present (1 year)BGOLDMAN SACHS & CO. LLC (CRD# 361)2021 - 2023 (1 year)
License(s)

State Registrations

B
Alabama 9/11/2023
B
Montana 9/11/2023
B
Alaska 9/11/2023
B
Nebraska 9/11/2023
B
Arizona 9/11/2023
B
Nevada 9/11/2023
B
Arkansas 9/11/2023
B
New Hampshire 9/11/2023
B
California 9/11/2023
B
New Jersey 9/11/2023
B
Colorado 9/11/2023
B
New Mexico 9/11/2023
B
Connecticut 9/11/2023
B
New York 9/11/2023
B
Delaware 9/11/2023
B
North Carolina 9/11/2023
B
District of Columbia 9/11/2023
B
North Dakota 9/11/2023
B
Florida 9/11/2023
B
Ohio 9/11/2023
IA
Florida 10/12/2023
B
Oklahoma 9/11/2023
B
Georgia 9/11/2023
B
Oregon 9/11/2023
B
Hawaii 9/11/2023
B
Pennsylvania 9/11/2023
B
Idaho 9/11/2023
B
Puerto Rico 9/11/2023
B
Illinois 9/11/2023
B
Rhode Island 9/11/2023
B
Indiana 9/11/2023
B
South Carolina 9/11/2023
B
Iowa 9/11/2023
B
South Dakota 9/11/2023
B
Kansas 9/11/2023
B
Tennessee 9/11/2023
B
Kentucky 9/11/2023
B
Texas 9/11/2023
B
Louisiana 9/11/2023
B
Utah 9/11/2023
B
Maine 9/11/2023
B
Vermont 9/11/2023
B
Maryland 9/11/2023
B
Virgin Islands 9/11/2023
B
Massachusetts 9/11/2023
B
Virginia 9/11/2023
B
Michigan 9/11/2023
B
Washington 9/11/2023
B
Minnesota 9/11/2023
B
West Virginia 9/11/2023
B
Mississippi 9/11/2023
B
Wisconsin 9/11/2023
B
Missouri 9/11/2023
B
Wyoming 9/11/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, Investment 201 S. Biscayne Blvd., 6th FL, Miami, FL 33131
Miami, FL
Registered with this firm since 10/12/2023
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, Investment 201 S. Biscayne Blvd., 6th FL, Miami, FL 33131
Miami, FL
Registered with this firm since 9/11/2023
Previous Registration(s)
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B
 09/13/2021 - 04/05/2023 GOLDMAN SACHS & CO. LLC (CRD#:361) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.