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Detailed Report
THOMAS J PASKO IV
Thomas J Pasko, Thomas Joseph Pasko IV, Thomas Joseph Pasko, Thomas Pasko
CRD#: 7416923
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 18100 WEDGE PKWY
RENO, NV 89511
Registration History
2018201920202021202220232024202520262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - 2022 (1 year)
Disclosure(s)
View By:
4/12/2018
Financial
Final
License(s)

State Registrations

B
Arizona 12/15/2023
IA
Nevada 2/23/2024
B
California 2/15/2024
B
Oregon 12/15/2023
B
Hawaii 9/13/2024
B
Pennsylvania 8/7/2024
B
Massachusetts 3/12/2025
B
Virginia 12/15/2023
B
Missouri 3/13/2025
B
Washington 12/15/2023
B
Nevada 12/15/2023
IA
Washington 12/15/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
18100 WEDGE PKWY, RENO, NV 89511
Registered with this firm since 12/15/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
18100 WEDGE PKWY, RENO, NV 89511
Registered with this firm since 12/15/2023
Previous Registration(s)
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IA
 03/24/2023 - 12/15/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BATTLE GROUND, WA
B
 02/13/2023 - 12/15/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BATTLE GROUND, WA
B
 10/01/2021 - 10/15/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) EUGENE, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.