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GRIFFIN RAY WHITAKER
GRIFFIN WHITAKER, Fin Whitaker
CRD#: 7415013
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5001 Spring Valley Road
Suite 900W
Dallas, TX 75244
Registration History
2021202220232024202520262 FIRMS2024 - Present (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2021 - 2023 (2 years)IAVANGUARD ADVISERS, INC. (CRD# 106715)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Alabama 1/11/2024

B
Nebraska 1/11/2024

B
Alaska 1/11/2024

B
Nevada 1/11/2024

B
Arizona 1/11/2024

B
New Hampshire 1/11/2024

B
Arkansas 1/11/2024

B
New Jersey 1/11/2024

B
California 1/11/2024

B
New Mexico 1/11/2024

B
Colorado 1/11/2024

B
New York 1/11/2024

B
Connecticut 1/11/2024

B
North Carolina 1/11/2024

B
Delaware 1/11/2024

B
North Dakota 1/11/2024

B
District of Columbia 1/11/2024

B
Ohio 1/12/2024

B
Florida 1/11/2024

B
Oklahoma 1/11/2024

B
Georgia 1/11/2024

B
Oregon 1/11/2024

B
Hawaii 1/11/2024

B
Pennsylvania 1/11/2024

B
Idaho 1/11/2024

B
Puerto Rico 5/20/2024

B
Illinois 1/11/2024

B
Rhode Island 1/11/2024

B
Indiana 1/11/2024

B
South Carolina 1/11/2024

B
Iowa 1/11/2024

B
South Dakota 1/11/2024

B
Kansas 1/11/2024

B
Tennessee 1/11/2024

B
Kentucky 1/11/2024

B
Texas 1/10/2024

B
Louisiana 1/11/2024

IA
Texas 1/10/2024

B
Maine 1/11/2024

B
Utah 1/11/2024

B
Maryland 1/11/2024

B
Vermont 1/11/2024

B
Massachusetts 1/11/2024

B
Virgin Islands 5/20/2024

B
Michigan 1/11/2024

B
Virginia 1/11/2024

B
Minnesota 1/11/2024

B
Washington 1/11/2024

B
Mississippi 1/11/2024

B
West Virginia 1/11/2024

B
Missouri 1/11/2024

B
Wisconsin 1/11/2024

B
Montana 1/11/2024

B
Wyoming 1/11/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5001 Spring Valley Road Suite 900W, Dallas, TX 75244
Registered with this firm since 1/10/2024

B
MORGAN STANLEY (CRD#:149777)
5001 Spring Valley Road Suite 900W, Dallas, TX 75244
Registered with this firm since 1/10/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/05/2023 - 12/31/2023 VANGUARD ADVISERS, INC. (CRD#:106715) Plano, TX
B
09/01/2021 - 12/31/2023 VANGUARD MARKETING CORPORATION (CRD#:7452) Plano, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.