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Shannon Leigh Hogan
CRD#: 7411611
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 400
DALLAS, TX 75201
Registration History
202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2022 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 2/10/2022

B
New York 2/10/2022

B
Arkansas 2/10/2022

B
North Carolina 2/10/2022

B
California 2/10/2022

B
Ohio 2/10/2022

B
Colorado 2/10/2022

B
Oklahoma 2/10/2022

B
Delaware 2/10/2022

B
Oregon 2/10/2022

B
District of Columbia 2/10/2022

B
Pennsylvania 2/10/2022

B
Florida 2/10/2022

B
Puerto Rico 2/10/2022

B
Idaho 2/10/2022

B
Rhode Island 5/22/2023

B
Illinois 2/10/2022

B
South Carolina 2/10/2022

B
Indiana 10/30/2023

B
South Dakota 2/10/2022

B
Louisiana 2/10/2022

B
Tennessee 10/30/2023

B
Massachusetts 2/10/2022

B
Texas 2/7/2022

B
Mississippi 2/10/2022

IA
Texas 2/7/2022

B
Missouri 2/10/2022

B
Utah 2/10/2022

B
Nebraska 2/10/2022

B
Virginia 2/10/2022

B
New Hampshire 2/10/2022

B
Washington 2/10/2022

B
New Mexico 2/10/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Registered with this firm since 2/7/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Registered with this firm since 12/13/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.