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SARAH MIU-YING CHAMBERS
CRD#: 7411399
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 555 CALIFORNIA STREET
SUITE 4650
SAN FRANCISCO, CA 94104
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2022 - 2023 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2023 - 2023 (<1 year)
License(s)

State Registrations

B
California 5/3/2023

B
New Jersey 5/10/2023

IA
California 5/3/2023

B
New York 5/10/2023

B
Florida 5/10/2023

B
North Carolina 5/3/2023

B
Illinois 5/10/2023

IA
North Carolina 5/3/2023

B
Massachusetts 10/26/2023

B
Texas 5/10/2023

B
Minnesota 5/10/2023

B
Washington 5/10/2023

B
Nevada 5/10/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA STREET SUITE 4650, SAN FRANCISCO, CA 94104
555 CALIFORNIA STREET 32ND FLOOR/ SUITE 3200, SAN FRANCISCO, CA 94104
Registered with this firm since 5/3/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA STREET SUITE 4650, SAN FRANCISCO, CA 94104
555 CALIFORNIA STREET 32ND FLOOR/ SUITE 3200, SAN FRANCISCO, CA 94104
Registered with this firm since 5/3/2023

Previous Registration(s)
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IA
03/21/2023 - 05/04/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
B
11/14/2022 - 05/04/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.