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Detailed Report
COURTNEY ELIZABETH FAGAN
COURTNEY E FAGAN, Courtney Elizabeth Sochinski
CRD#: 7409657
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4 TOWER PL
FL 9
ALBANY, NY 12203
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Arizona 6/24/2022
B
New Mexico 12/10/2024
B
California 6/24/2022
B
New York 6/21/2022
B
Colorado 6/24/2022
IA
New York 6/21/2022
B
Connecticut 6/24/2022
B
North Carolina 6/24/2022
B
Delaware 6/24/2022
B
Ohio 6/27/2022
B
Florida 6/24/2022
B
Oregon 12/10/2024
B
Georgia 12/10/2024
B
Pennsylvania 6/24/2022
B
Hawaii 12/10/2024
B
Rhode Island 6/24/2022
B
Indiana 1/3/2023
B
South Carolina 6/24/2022
B
Kentucky 1/10/2025
B
Tennessee 9/26/2022
B
Maine 6/24/2022
B
Texas 6/24/2022
B
Maryland 6/24/2022
IA
Texas 6/24/2022
B
Massachusetts 6/24/2022
B
Utah 12/10/2024
B
Michigan 12/10/2024
B
Vermont 6/24/2022
B
Minnesota 3/19/2025
B
Virgin Islands 12/10/2024
B
Missouri 12/10/2024
B
Virginia 6/24/2022
B
Montana 12/10/2024
B
Washington 6/24/2022
B
New Hampshire 6/24/2022
B
Wisconsin 10/25/2022
B
New Jersey 6/24/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4 TOWER PL FL 9, ALBANY, NY 12203
Registered with this firm since 6/21/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4 TOWER PL FL 9, ALBANY, NY 12203
Registered with this firm since 2/11/2022
Previous Registration(s)
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B
 09/30/2021 - 11/19/2021 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) ALBANY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.