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Detailed Report
Jerry He
CRD#: 7408388
IA
Investment Adviser
B
Broker
ALLWORTH FINANCIAL, L.P.CRD#: 111167 2105 S. BASCOM AVE
SUITE 255
CAMPBELL, CA 95008
AW SECURITIESCRD#: 103747 2105 S. BASCOM AVENUE
SUITE 255
CAMPBELL, CA 95008
Registration History
2021202220232024202520262 FIRMS2021 - 2022 (<1 year)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)IAZHANG FINANCIAL (CRD# 159257)2022 - 2024 (2 years)
License(s)

State Registrations

B
California 7/1/2024
IA
California 7/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLWORTH FINANCIAL, L.P. (CRD#:111167)
2105 S. BASCOM AVE SUITE 255, CAMPBELL, CA 95008
Registered with this firm since 7/1/2024
B
AW SECURITIES (CRD#:103747)
2105 S. BASCOM AVENUE SUITE 255, CAMPBELL, CA 95008
Registered with this firm since 7/1/2024
Previous Registration(s)
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IA
 05/06/2024 - 06/13/2024 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) SAN JOSE, CA
B
 05/23/2024 - 06/13/2024 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) SAN JOSE, CA
IA
 02/11/2022 - 05/03/2024 ZHANG FINANCIAL (CRD#:159257) PORTAGE, MI
IA
 07/09/2021 - 01/18/2022 FLORIDA FINANCIAL ADVISORS, INC. (CRD#:288811) Philadelphia, PA
B
 11/10/2021 - 01/18/2022 TRINITY WEALTH SECURITIES, L.L.C. (CRD#:104348) Philadelphia, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.