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Detailed Report
Benjamin E Ow
BENJAMIN E OW, Benjamin Emmanuel Ow
CRD#: 7408135
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 832 Lake Sumter Landing
The Villages, FL 32162
Registration History
2021202220232024202520262 FIRMS2023 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - 2023 (<1 year)BMORGAN STANLEY (CRD# 149777)2022 - 2022 (<1 year)BMORGAN STANLEY (CRD# 149777)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 5/3/2023
B
Nevada 3/26/2024
B
Arizona 5/2/2023
B
New Hampshire 9/5/2024
B
California 5/2/2023
B
New Jersey 5/2/2023
B
Colorado 5/2/2023
B
New Mexico 6/20/2024
B
Connecticut 8/23/2023
B
New York 5/1/2023
B
Florida 2/23/2023
B
North Carolina 8/23/2023
IA
Florida 2/24/2023
B
North Dakota 11/14/2023
B
Georgia 2/23/2023
B
Ohio 5/3/2023
B
Illinois 8/28/2023
B
Pennsylvania 12/5/2023
B
Kansas 3/26/2024
B
Rhode Island 3/26/2024
B
Kentucky 3/12/2024
B
South Carolina 3/20/2024
B
Louisiana 5/1/2023
B
Tennessee 5/2/2023
B
Maine 9/22/2023
B
Texas 5/2/2023
B
Maryland 3/26/2024
IA
Texas 5/3/2023
B
Massachusetts 5/2/2023
B
Vermont 2/6/2025
B
Michigan 8/23/2023
B
Virginia 5/2/2023
B
Minnesota 1/29/2024
B
Washington 5/1/2023
B
Missouri 5/1/2023
B
Wisconsin 2/24/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
832 Lake Sumter Landing, The Villages, FL 32162
Registered with this firm since 2/24/2023
B
MORGAN STANLEY (CRD#:149777)
832 Lake Sumter Landing, The Villages, FL 32162
Registered with this firm since 2/23/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/10/2022 - 01/30/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
B
 03/08/2022 - 06/02/2022 MORGAN STANLEY (CRD#:149777) OCALA, FL
B
 09/01/2021 - 12/03/2021 MORGAN STANLEY (CRD#:149777) Winter Park, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.