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Xue Wu Zheng
Xue Wu, Xue Zheng, Zoe Zheng
CRD#: 7406532
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 940 FLORIN RD
SACRAMENTO, CA 95831
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 12/12/2022

B
Oregon 12/12/2022

B
California 9/12/2022

B
Texas 12/13/2022

IA
California 10/25/2022

IA
Texas 1/3/2023

B
Florida 12/12/2022

B
Washington 12/12/2022

B
Nevada 12/12/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
940 FLORIN RD, SACRAMENTO, CA 95831
Registered with this firm since 10/25/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
940 FLORIN RD, SACRAMENTO, CA 95831
Registered with this firm since 9/12/2022

Previous Registration(s)
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11/24/2021 - 01/14/2022 HSBC SECURITIES (USA) INC. (CRD#:19585) Pleasanton, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.