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Donald Chase Bartol
Chase Bartol, Don Bartol
CRD#: 7405895
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 620 S TRYON ST
CHARLOTTE, NC 28255
Registration History
202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - Present (2 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 7/18/2024

B
Montana 7/18/2024

B
Arizona 7/18/2024

B
Nevada 7/18/2024

B
Arkansas 7/18/2024

B
New Hampshire 7/18/2024

B
California 7/18/2024

B
New Jersey 7/18/2024

B
Colorado 7/18/2024

B
New Mexico 10/15/2024

B
Connecticut 7/18/2024

B
New York 7/18/2024

B
Delaware 7/18/2024

B
North Carolina 10/24/2022

B
District of Columbia 7/18/2024

IA
North Carolina 6/29/2024

B
Florida 7/18/2024

B
Ohio 7/19/2024

B
Georgia 7/18/2024

B
Oklahoma 8/1/2024

B
Hawaii 7/18/2024

B
Oregon 7/18/2024

B
Idaho 7/18/2024

B
Pennsylvania 7/18/2024

B
Illinois 7/18/2024

B
Rhode Island 7/18/2024

B
Indiana 7/18/2024

B
South Carolina 7/18/2024

B
Iowa 7/18/2024

B
South Dakota 7/18/2024

B
Kentucky 7/18/2024

B
Tennessee 7/18/2024

B
Louisiana 7/18/2024

B
Texas 7/18/2024

B
Maine 7/18/2024

IA
Texas 8/1/2024

B
Maryland 7/18/2024

B
Utah 7/18/2024

B
Massachusetts 7/18/2024

B
Vermont 7/18/2024

B
Michigan 7/18/2024

B
Virginia 7/18/2024

B
Minnesota 7/18/2024

B
Washington 7/18/2024

B
Mississippi 7/18/2024

B
Wisconsin 7/18/2024

B
Missouri 7/18/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
620 S TRYON ST, CHARLOTTE, NC 28255
Registered with this firm since 6/29/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
620 S TRYON ST, CHARLOTTE, NC 28255
Registered with this firm since 10/24/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/27/2021 - 06/03/2022 VANGUARD MARKETING CORPORATION (CRD#:7452) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.