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Detailed Report
BRANDON MCINTOSH
Brandon T McIntosh, Brandon McIntosh
CRD#: 7404129
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1525 W WT HARRIS BLVD 5TH FL
[CLT RCAST]
CHARLOTTE, NC 28262
Registration History
2021202220232024202520262 FIRMS2022 - 2022 (<1 year)2 FIRMS2023 - Present (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2021 - 2021 (<1 year)
License(s)

State Registrations

B
North Carolina 8/1/2023
IA
North Carolina 8/1/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1525 W WT HARRIS BLVD 5TH FL [CLT RCAST], CHARLOTTE, NC 28262
Registered with this firm since 8/1/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1525 W WT HARRIS BLVD 5TH FL [CLT RCAST], CHARLOTTE, NC 28262
Registered with this firm since 8/1/2023
Previous Registration(s)
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IA
 02/17/2022 - 11/21/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ASHEVILLE, NC
B
 02/11/2022 - 11/21/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ASHEVILLE, NC
B
 09/14/2021 - 10/30/2021 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) ASHEVILLE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.