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ELLIOTT LOCKETT
Elliott Riley Lockett, Elliott Lockett
CRD#: 7401131
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 175 EAST ALTAMONTE DR, STE 1000
ALTAMONTE SPRINGS, FL 32701-4346
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 175 EAST ALTAMONTE DR, STE 1000
ALTAMONTE SPRINGS, FL 32701
Registration History
2021202220232024202520262 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BTD AMERITRADE, INC. (CRD# 7870)2023 - 2023 (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Florida 10/3/2023

B
Texas 3/27/2024

IA
Florida 10/24/2023

IA
Texas 4/4/2024

B
Michigan 3/27/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
175 EAST ALTAMONTE DR, STE 1000, ALTAMONTE SPRINGS, FL 32701-4346
Registered with this firm since 10/24/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
175 EAST ALTAMONTE DR, STE 1000, ALTAMONTE SPRINGS, FL 32701
WINTER PARK, FL
Registered with this firm since 10/3/2023

Previous Registration(s)
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IA
06/03/2022 - 09/13/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) The Villages, FL
B
01/03/2023 - 09/13/2023 TD AMERITRADE, INC. (CRD#:7870) The Villages, FL
B
04/05/2022 - 09/13/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) The Villages, FL
B
11/19/2021 - 01/18/2022 NYLIFE SECURITIES LLC (CRD#:5167) PENSACOLA, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.