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Detailed Report
BRETT HOWARD KAHN
BRETT KAHN
CRD#: 7400651
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2400 N COMMERCE PKWY
WESTON, FL 33326
Registration History
AprJulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 4/18/2023
B
New Hampshire 4/18/2023
B
Arizona 5/2/2022
B
New Jersey 4/18/2023
B
Arkansas 4/18/2023
B
New York 7/14/2022
B
California 7/14/2022
B
North Carolina 4/18/2023
B
Colorado 7/26/2022
B
North Dakota 11/1/2022
B
Connecticut 7/14/2022
B
Ohio 8/26/2022
B
District of Columbia 2/18/2025
B
Oklahoma 4/18/2023
B
Florida 3/31/2022
B
Oregon 7/14/2022
IA
Florida 4/1/2022
B
Pennsylvania 1/10/2023
B
Georgia 7/14/2022
B
Rhode Island 7/14/2022
B
Hawaii 4/18/2023
B
South Carolina 4/18/2023
B
Illinois 10/26/2022
B
South Dakota 9/20/2024
B
Iowa 2/1/2023
B
Tennessee 4/18/2023
B
Louisiana 4/18/2023
B
Texas 6/2/2022
B
Maryland 4/18/2023
IA
Texas 6/2/2022
B
Massachusetts 7/14/2022
B
Utah 7/14/2022
B
Michigan 8/25/2022
B
Virginia 4/18/2023
B
Mississippi 11/11/2022
B
Washington 1/4/2023
B
Missouri 3/23/2023
B
Wisconsin 4/18/2023
B
Nevada 4/18/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2400 N COMMERCE PKWY, WESTON, FL 33326
401 E LAS OLAS BLVD, FORT LAUDERDALE, FL 33301
Registered with this firm since 4/1/2022
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2400 N COMMERCE PKWY, WESTON, FL 33326
401 E LAS OLAS BLVD, FORT LAUDERDALE, FL 33301
Registered with this firm since 1/31/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.