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Detailed Report
Piers Kenneth Ross
CRD#: 7394150
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1901 Main Street
Irvine, CA 92614
Registration History
2021202220232024202520262 FIRMS2022 - Present (3 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 4/22/2022
B
Nebraska 12/19/2023
B
Alaska 4/22/2022
B
Nevada 5/3/2022
B
Arizona 4/22/2022
B
New Hampshire 12/19/2023
B
Arkansas 9/9/2022
B
New Jersey 5/3/2022
B
California 4/18/2022
B
New Mexico 5/3/2022
IA
California 4/18/2022
B
New York 4/22/2022
B
Colorado 5/3/2022
B
North Carolina 5/3/2022
B
Connecticut 5/3/2022
B
North Dakota 12/19/2023
B
Delaware 12/19/2023
B
Ohio 4/23/2022
B
District of Columbia 12/19/2023
B
Oklahoma 4/22/2022
B
Florida 5/3/2022
B
Oregon 4/22/2022
B
Georgia 5/3/2022
B
Pennsylvania 12/19/2023
B
Hawaii 12/19/2023
B
Puerto Rico 12/19/2023
B
Idaho 5/3/2022
B
Rhode Island 12/19/2023
B
Illinois 4/22/2022
B
South Carolina 5/3/2022
B
Indiana 12/19/2023
B
South Dakota 12/19/2023
B
Iowa 12/19/2023
B
Tennessee 5/3/2022
B
Kansas 12/19/2023
B
Texas 5/3/2022
B
Kentucky 12/19/2023
IA
Texas 5/31/2022
B
Louisiana 12/19/2023
B
Utah 12/19/2023
B
Maine 4/22/2022
B
Vermont 5/3/2022
B
Maryland 4/22/2022
B
Virgin Islands 12/19/2023
B
Massachusetts 4/22/2022
B
Virginia 5/3/2022
B
Michigan 5/3/2022
B
Washington 4/22/2022
B
Minnesota 12/19/2023
B
West Virginia 12/19/2023
B
Mississippi 12/19/2023
B
Wisconsin 12/19/2023
B
Missouri 12/19/2023
B
Wyoming 4/22/2022
B
Montana 5/4/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1901 Main Street, Irvine, CA 92614
Registered with this firm since 4/18/2022
B
MORGAN STANLEY (CRD#:149777)
1901 Main Street, Irvine, CA 92614
Registered with this firm since 4/18/2022
Previous Registration(s)
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B
 10/20/2021 - 04/01/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.