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Detailed Report
STEVEN WILLIAMS
CRD#: 7393259
IA
Investment Adviser
B
Broker
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 10700 Richmond Ave
Suite 300
Houston, TX 77042
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 10700 RICHMOND AVE
Suite 300
HOUSTON, TX 77042
Registration History
2021202220232024202520262 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Texas 12/22/2023
IA
Texas 12/22/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST COMMAND ADVISORY SERVICES (CRD#:281958)
10700 Richmond Ave Suite 300, Houston, TX 77042
Houston, TX
Registered with this firm since 12/22/2023
B
FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641)
10700 RICHMOND AVE Suite 300, HOUSTON, TX 77042
Houston, TX
Registered with this firm since 11/6/2023
Previous Registration(s)
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IA
 12/14/2021 - 11/15/2023 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
 10/13/2021 - 11/15/2023 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.