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Grace Xiaofen Wang
Xiaofen Wang
CRD#: 7390829
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 12097 Rockville Pike
Rockville, MD 20852
Registration History
202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)
License(s)

State Registrations

B
California 1/4/2023

B
Nevada 7/23/2024

B
Connecticut 6/30/2023

B
New Jersey 3/2/2023

B
Delaware 1/12/2024

B
New York 1/4/2023

B
District of Columbia 7/20/2021

B
North Carolina 3/2/2023

B
Florida 1/4/2023

B
Ohio 3/3/2023

B
Georgia 8/17/2023

B
Oregon 2/21/2024

B
Illinois 1/4/2024

B
Pennsylvania 1/4/2023

B
Maryland 7/20/2021

B
Texas 1/4/2023

IA
Maryland 11/7/2022

IA
Texas 2/3/2023

B
Massachusetts 1/10/2023

B
Virginia 8/4/2021

B
Michigan 4/14/2023

B
Washington 9/20/2023

B
Missouri 3/8/2024

B
West Virginia 4/22/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
12097 Rockville Pike, Rockville, MD 20852
460 Hungerford Drive,, Rockville, MD 20850
Registered with this firm since 11/7/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
12097 Rockville Pike, Rockville, MD 20852
460 Hungerford Drive,, Rockville, MD 20850
Registered with this firm since 7/20/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.