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Mark Louis Capocasale
Mark L Capocasale
CRD#: 7390505
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1600 JFK BLVD
PHILADELPHIA, PA 19103
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - Present (2 years)
License(s)

State Registrations

B
Connecticut 1/6/2025

IA
New Jersey 6/15/2023

B
Delaware 5/3/2023

B
New York 5/3/2023

B
District of Columbia 5/3/2023

B
Ohio 5/4/2023

B
Florida 5/3/2023

B
Pennsylvania 5/3/2023

B
Maine 5/8/2024

IA
Pennsylvania 5/12/2023

B
Maryland 5/3/2023

B
Texas 5/3/2023

B
Massachusetts 12/3/2024

IA
Texas 5/12/2023

B
New Jersey 5/3/2023

B
West Virginia 5/3/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
Registered with this firm since 5/12/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
Registered with this firm since 11/4/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.