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JACK THOMAS DUFFNER
JACK DUFFNER
CRD#: 7386542
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 12400 S. HARLEM AVE
STE 205
PALOS HEIGHTS, IL 60463
Registration History
2021202220232024202520262 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

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Arizona 11/12/2024

B
Kansas 1/19/2024

B
Florida 1/19/2024

B
Michigan 1/19/2024

B
Illinois 1/19/2024

B
Missouri 1/19/2024

IA
Illinois 1/19/2024

B
Texas 1/19/2024

B
Indiana 4/18/2024

IA
Texas 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
12400 S. HARLEM AVE STE 205, PALOS HEIGHTS, IL 60463
Registered with this firm since 1/19/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
12400 S. HARLEM AVE STE 205, PALOS HEIGHTS, IL 60463
Registered with this firm since 1/19/2024

Previous Registration(s)
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IA
09/27/2021 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) PALOS HEIGHTS, IL
B
08/21/2021 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) PALOS HEIGHTS, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.