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Detailed Report
Matthew Marino-Babcock
CRD#: 7385903
IA
Investment Adviser
B
Broker
STEWARD PARTNERS INVESTMENT ADVISORY, LLCCRD#: 283004 145 Maplewood Avenue, Suite 100
Portsmouth, NH 03801
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCCRD#: 1254 145 MAPLEWOOD AVENUE
SUITE 100
PORTSMOUTH, NH 03801
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alaska 9/28/2022
IA
New Hampshire 9/28/2022
B
Arizona 9/28/2022
B
New Jersey 9/28/2022
B
California 9/28/2022
B
New Mexico 1/5/2024
B
Colorado 9/28/2022
B
New York 9/28/2022
B
Connecticut 9/28/2022
IA
New York 9/28/2022
B
District of Columbia 1/6/2023
B
North Carolina 9/28/2022
B
Florida 9/28/2022
B
Ohio 9/28/2022
B
Georgia 10/11/2024
B
Oregon 9/28/2022
B
Indiana 9/28/2022
B
Pennsylvania 9/28/2022
B
Maine 9/28/2022
B
Rhode Island 9/28/2022
B
Massachusetts 9/28/2022
B
South Carolina 9/28/2022
B
Michigan 9/28/2022
B
Texas 9/28/2022
B
Minnesota 9/28/2022
IA
Texas 9/28/2022
B
Montana 9/28/2022
B
Utah 9/28/2022
B
Nevada 1/6/2023
B
Virginia 9/28/2022
B
New Hampshire 9/28/2022
B
Washington 9/28/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC (CRD#:283004)
145 Maplewood Avenue, Suite 100, Portsmouth, NH 03801
Registered with this firm since 9/28/2022
B
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (CRD#:1254)
145 MAPLEWOOD AVENUE SUITE 100, PORTSMOUTH, NH 03801
Registered with this firm since 8/2/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.