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Detailed Report
DOUGLAS LAX ANTRIM
Doug Antrim, Douglas L Antrim, Douglas Lax Antrim
CRD#: 7384515
IA
Investment Adviser
B
Broker
STRATEGIC ADVISERS LLCCRD#: 104555 155 SEAPORT BLVD
BOSTON, MA 02210-2698
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 PASADENA, CA
Registration History
20222023202420252026IASTRATEGIC ADVISERS LLC (CRD# 104555)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - Present (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2022 - 2022 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2024 - 2025 (<1 year)
License(s)

State Registrations

B
Alabama 12/14/2022
B
Montana 12/12/2022
B
Alaska 12/21/2022
B
Nebraska 12/13/2022
B
Arizona 12/19/2022
B
Nevada 1/6/2023
B
Arkansas 12/13/2022
B
New Hampshire 12/14/2022
B
California 12/12/2022
B
New Jersey 12/13/2022
IA
California 3/31/2025
B
New Mexico 12/13/2022
B
Colorado 12/13/2022
B
New York 12/13/2022
B
Connecticut 12/12/2022
B
North Carolina 12/14/2022
B
Delaware 12/20/2022
B
North Dakota 12/19/2022
B
District of Columbia 12/16/2022
B
Ohio 12/12/2022
B
Florida 2/1/2023
B
Oklahoma 12/14/2022
B
Georgia 12/14/2022
B
Oregon 12/13/2022
B
Hawaii 1/26/2023
B
Pennsylvania 12/13/2022
B
Idaho 12/12/2022
B
Puerto Rico 12/19/2022
B
Illinois 12/14/2022
B
Rhode Island 12/15/2022
B
Indiana 2/21/2023
B
South Carolina 12/14/2022
B
Iowa 12/15/2022
B
South Dakota 12/12/2022
B
Kansas 12/13/2022
B
Tennessee 12/13/2022
B
Kentucky 12/12/2022
B
Texas 12/12/2022
B
Louisiana 12/13/2022
IA
Texas 3/31/2025
B
Maine 12/13/2022
B
Utah 12/12/2022
B
Maryland 12/13/2022
B
Vermont 12/13/2022
B
Massachusetts 12/12/2022
B
Virginia 12/13/2022
B
Michigan 12/19/2022
B
Washington 12/13/2022
B
Minnesota 12/14/2022
B
West Virginia 12/20/2022
B
Mississippi 12/13/2022
B
Wisconsin 12/13/2022
B
Missouri 12/12/2022
B
Wyoming 1/4/2023

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ADVISERS LLC (CRD#:104555)
155 SEAPORT BLVD, BOSTON, MA 02210-2698
Registered with this firm since 3/31/2025
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
PASADENA, CA
Registered with this firm since 12/9/2022
Previous Registration(s)
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IA
 09/25/2024 - 03/31/2025 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) PASADENA, CA
B
 02/03/2022 - 09/16/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.