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Detailed Report
THOMAS JOSEPH FINNERAN
Tom Finneran
CRD#: 7383635
IA
Investment Adviser
B
Broker
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 615 Wooten Rd.
Suite 130
80915, CO 80915
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 615 Wooten Road
Suite 130
COLORADO SPRINGS, CO 80915
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Colorado 11/3/2021
B
Michigan 1/15/2024
IA
Colorado 11/3/2021
B
Missouri 12/9/2022
B
Florida 9/6/2022
B
New Jersey 10/19/2023
B
Georgia 1/27/2023
B
North Carolina 6/27/2023
B
Illinois 1/10/2024
B
Texas 6/27/2023
B
Indiana 9/6/2022
IA
Texas 6/27/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST COMMAND ADVISORY SERVICES (CRD#:281958)
615 Wooten Rd. Suite 130, 80915, CO 80915
Colorado Springs, CO
Registered with this firm since 11/3/2021
B
FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641)
615 Wooten Road Suite 130, COLORADO SPRINGS, CO 80915
Colorado Springs, CO
Registered with this firm since 9/14/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.