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Detailed Report
Hugh Richard Zeffer
CRD#: 7383312
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 25 East Center St
Nazareth, PA 18064
STONEX SECURITIES INC.CRD#: 18456 25 EAST CENTER STREET
NAZARETH, PA 18064
Registration History
Oct2023AprJulOct2024AprJulOct2025AprJulOct2026IASTONEX ADVISORS INC. (CRD# 174182)2024 - Present (<1 year)BSTONEX SECURITIES INC. (CRD# 18456)2023 - Present (1 year)
License(s)

State Registrations

B
Pennsylvania 7/25/2024
IA
Pennsylvania 7/25/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
25 East Center St, Nazareth, PA 18064
Registered with this firm since 7/25/2024
B
STONEX SECURITIES INC. (CRD#:18456)
25 EAST CENTER STREET, NAZARETH, PA 18064
Registered with this firm since 8/22/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.