• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Milenia James Ms.
Milenia James
CRD#: 7382571
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 LINCOLN HARBOR
1000 & 1200 LINCOLN HARBOR BLVD
WEEHAWKEN, NJ 07086
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
New Jersey 10/24/2022

IA
New Jersey 10/25/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
LINCOLN HARBOR 1000 & 1200 LINCOLN HARBOR BLVD, WEEHAWKEN, NJ 07086
Registered with this firm since 10/25/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
LINCOLN HARBOR 1000 & 1200 LINCOLN HARBOR BLVD, WEEHAWKEN, NJ 07086
Registered with this firm since 10/24/2022

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.