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Detailed Report
Matthew Ryan Sather
Matthew Sather
CRD#: 7382067
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 4638 Maine Ave SE
Rochester, MN 55904
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 221 1st Ave SW Suite 101
Rochester, MN 55902
Registration History
2021202220232024202520262 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 6/30/2023
B
New Mexico 6/30/2023
B
California 6/30/2023
B
North Carolina 7/19/2023
B
Colorado 9/18/2023
B
South Dakota 12/19/2024
B
Georgia 6/20/2023
B
Tennessee 12/16/2024
B
Illinois 12/26/2023
B
Texas 9/28/2023
B
Minnesota 6/5/2023
IA
Texas 9/28/2023
IA
Minnesota 6/5/2023
B
Utah 7/26/2023
B
Missouri 8/16/2023
B
Wisconsin 8/16/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
4638 Maine Ave SE, Rochester, MN 55904
Registered with this firm since 6/5/2023
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
221 1st Ave SW Suite 101, Rochester, MN 55902
4638 Maine Ave SE, Rochester, MN 55904
Registered with this firm since 6/5/2023
Previous Registration(s)
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B
 10/19/2021 - 06/08/2023 LPL FINANCIAL LLC (CRD#:6413) PLYMOUTH, MN
IA
 12/07/2021 - 05/31/2023 GREAT VALLEY ADVISOR GROUP, INC. (CRD#:123913) Plymouth, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.