• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SOPHIA GRACE TASHIE
CRD#: 7381727
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 6070 POPLAR AVENUE
SUITE 400
MEMPHIS, TN 38119
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Arkansas 3/31/2022

B
Missouri 3/31/2022

B
Florida 12/14/2023

B
Tennessee 3/31/2022

B
Illinois 12/14/2023

IA
Tennessee 11/28/2022

B
Mississippi 3/31/2022

B
Texas 12/14/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6070 POPLAR AVENUE SUITE 400, MEMPHIS, TN 38119
Registered with this firm since 11/28/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6070 POPLAR AVENUE SUITE 400, MEMPHIS, TN 38119
Registered with this firm since 3/31/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/29/2021 - 03/28/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) GERMANTOWN, TN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.