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Zachary John Mott
Zachary J Mott
CRD#: 7381147
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
PBIG - HOUSTON II
HOUSTON, TX 77002
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Alaska 6/23/2022

B
New Mexico 6/23/2022

B
California 7/22/2022

B
New York 6/23/2022

B
Colorado 6/23/2022

B
Oklahoma 6/23/2022

B
Georgia 6/23/2022

B
Oregon 6/23/2022

B
Louisiana 6/23/2022

B
Tennessee 6/23/2022

B
Nevada 6/23/2022

B
Texas 4/4/2022

B
New Jersey 6/23/2022

IA
Texas 4/14/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 4/14/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 4/4/2022

Previous Registration(s)
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B
08/26/2021 - 11/11/2021 PRUCO SECURITIES, LLC. (CRD#:5685) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.