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ANDREW ERIC VICTOR
Andrew E Victor, Andrew Victor
CRD#: 7379893
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 2575 East Camelback Road
SUITE 900
PHOENIX, AZ 85016
Registration History
2021202220232024202520262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 9/3/2024

B
Nevada 9/3/2024

B
Alaska 9/3/2024

B
New Hampshire 9/3/2024

B
Arizona 7/24/2024

B
New Jersey 8/14/2024

B
Arkansas 9/3/2024

IA
New Jersey 8/14/2024

B
California 9/3/2024

B
New Mexico 9/3/2024

B
Colorado 9/3/2024

B
New York 9/3/2024

B
Connecticut 9/3/2024

B
North Carolina 9/3/2024

B
Delaware 9/3/2024

B
North Dakota 9/3/2024

B
District of Columbia 9/3/2024

B
Ohio 9/3/2024

B
Florida 9/3/2024

B
Oklahoma 9/3/2024

B
Georgia 9/3/2024

B
Oregon 9/3/2024

B
Hawaii 9/3/2024

B
Pennsylvania 9/3/2024

B
Idaho 9/3/2024

B
Puerto Rico 9/3/2024

B
Illinois 9/3/2024

B
Rhode Island 9/3/2024

B
Indiana 9/3/2024

B
South Carolina 9/3/2024

B
Iowa 9/3/2024

B
South Dakota 9/3/2024

B
Kansas 9/3/2024

B
Tennessee 9/3/2024

B
Kentucky 9/3/2024

B
Texas 7/24/2024

B
Louisiana 9/3/2024

IA
Texas 7/24/2024

B
Maine 9/3/2024

B
Utah 9/3/2024

B
Maryland 9/3/2024

B
Vermont 9/3/2024

B
Massachusetts 9/3/2024

B
Virgin Islands 9/3/2024

B
Michigan 9/3/2024

B
Virginia 9/3/2024

B
Minnesota 9/3/2024

B
Washington 9/3/2024

B
Mississippi 9/3/2024

B
West Virginia 9/3/2024

B
Missouri 9/3/2024

B
Wisconsin 9/3/2024

B
Montana 9/3/2024

B
Wyoming 9/3/2024

B
Nebraska 9/3/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2575 East Camelback Road SUITE 900, PHOENIX, AZ 85016
Registered with this firm since 7/24/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2575 East Camelback Road SUITE 900, PHOENIX, AZ 85016
Registered with this firm since 7/24/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/02/2022 - 06/21/2024 MORGAN STANLEY (CRD#:149777) GILBERT, AZ
B
06/23/2022 - 06/21/2024 MORGAN STANLEY (CRD#:149777) GILBERT, AZ
B
12/02/2021 - 05/06/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Phoenix, AZ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.