Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANNA ROSE HACKBARTH
CRD#: 7379852
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 16655 W BLUEMOUND RD
SUITE 150
BROOKFIELD, WI 53005
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
Wisconsin 1/19/2024
IA
Wisconsin 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
16655 W BLUEMOUND RD SUITE 150, BROOKFIELD, WI 53005
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
16655 W BLUEMOUND RD SUITE 150, BROOKFIELD, WI 53005
Registered with this firm since 1/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/27/2023 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) BROOKFIELD, WI
B
 03/06/2023 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) BROOKFIELD, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.