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Detailed Report
Andrew D Schmitz
Andrew Schmitz
CRD#: 7375203
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 777 E. WISCONSIN AVENUE
MILWAUKEE, WI 53202-5391
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 11/7/2023
B
Nevada 11/7/2023
B
California 11/7/2023
B
New Jersey 11/7/2023
B
Colorado 11/7/2023
B
New York 11/7/2023
B
Connecticut 12/13/2024
B
North Carolina 11/7/2023
B
District of Columbia 11/7/2023
B
Ohio 11/7/2023
B
Florida 11/7/2023
B
Oklahoma 12/13/2024
B
Georgia 11/7/2023
B
Oregon 11/7/2023
B
Illinois 11/7/2023
B
Pennsylvania 11/7/2023
B
Indiana 12/13/2024
B
South Dakota 12/13/2024
B
Iowa 12/13/2024
B
Tennessee 11/7/2023
B
Kansas 12/13/2024
B
Texas 11/7/2023
B
Kentucky 11/7/2023
B
Utah 12/13/2024
B
Maryland 11/7/2023
B
Virginia 11/7/2023
B
Massachusetts 11/7/2023
B
Wisconsin 8/9/2022
B
Michigan 11/7/2023
IA
Wisconsin 8/9/2022
B
Minnesota 11/7/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202-5391
Registered with this firm since 8/9/2022
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Registered with this firm since 6/27/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.