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Detailed Report
SEAN ANDREW SABLAN
SEAN Andrew SABLAN, SEAN SABLAN
CRD#: 7375083
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 745 E DIMOND BLVD
ANCHORAGE, AK 99515
Registration History
2021202220232024202520262 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alaska 11/10/2023
B
Washington 8/19/2024
IA
Alaska 11/10/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
745 E DIMOND BLVD, ANCHORAGE, AK 99515
Registered with this firm since 11/10/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
745 E DIMOND BLVD, ANCHORAGE, AK 99515
Registered with this firm since 11/10/2023
Previous Registration(s)
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IA
 08/19/2022 - 01/03/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ANCHORAGE, AK
B
 08/19/2022 - 01/03/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ANCHORAGE, AK
IA
 10/01/2021 - 08/04/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ANCHORAGE, AK
B
 09/04/2021 - 08/04/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ANCHORAGE, AK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.