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THOMAS Ira MATTHEWS
THOMAS MATTHEWS, TOM I MATTHEWS, TOM MATTHEWS
CRD#: 7373573
IA
Investment Adviser
B
Broker
PFG ADVISORSCRD#: 173344 3200 N. CENTRAL AVE
SUITE #200
PHOENIX, AZ 85012
OSAIC WEALTH, INC.CRD#: 23131 3200 N. CENTRAL AVE.
STE 200
PHOENIX, AZ 85012
Registration History
2021202220232024202520262 FIRMS2024 - Present (1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2023 - 2024 (<1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2021 - 2023 (2 years)
License(s)

State Registrations

IA
Arizona 1/22/2024

IA
California 1/22/2024

B
Arizona 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PFG ADVISORS (CRD#:173344)
3200 N. CENTRAL AVE SUITE #200, PHOENIX, AZ 85012
Registered with this firm since 1/22/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
3200 N. CENTRAL AVE. STE 200, PHOENIX, AZ 85012
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/13/2023 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) PHOENIX, AZ
B
07/13/2021 - 07/11/2023 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.