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Detailed Report
Daniel Ryan Martell
Daniel Martell
CRD#: 7372802
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8040 South 48th Street
Phoenix, AZ 85044
CHARLES SCHWAB & CO., INC.CRD#: 5393 8040 South 48th Street
Phoenix, AZ 85044
Registration History
202220232024202520262 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 8/17/2022
B
Montana 8/17/2022
B
Alaska 8/17/2022
B
Nebraska 8/17/2022
B
Arizona 8/17/2022
B
Nevada 8/17/2022
IA
Arizona 11/16/2022
B
New Hampshire 8/17/2022
B
Arkansas 8/17/2022
B
New Jersey 8/17/2022
B
California 8/17/2022
B
New Mexico 8/17/2022
B
Colorado 8/17/2022
B
New York 8/17/2022
B
Connecticut 8/17/2022
B
North Carolina 8/17/2022
B
Delaware 8/17/2022
B
North Dakota 8/17/2022
B
District of Columbia 8/17/2022
B
Ohio 8/17/2022
B
Florida 8/17/2022
B
Oklahoma 8/17/2022
B
Georgia 8/17/2022
B
Oregon 8/17/2022
B
Hawaii 8/17/2022
B
Pennsylvania 8/17/2022
B
Idaho 8/17/2022
B
Puerto Rico 8/17/2022
B
Illinois 8/17/2022
B
Rhode Island 8/17/2022
B
Indiana 8/17/2022
B
South Carolina 8/17/2022
B
Iowa 8/17/2022
B
South Dakota 8/17/2022
B
Kansas 8/17/2022
B
Tennessee 8/17/2022
B
Kentucky 8/17/2022
B
Texas 8/17/2022
B
Louisiana 8/17/2022
B
Utah 8/17/2022
B
Maine 8/17/2022
B
Vermont 8/17/2022
B
Maryland 8/17/2022
B
Virgin Islands 8/17/2022
B
Massachusetts 8/17/2022
B
Virginia 8/17/2022
B
Michigan 8/17/2022
B
Washington 8/17/2022
B
Minnesota 8/17/2022
B
West Virginia 8/17/2022
B
Mississippi 8/17/2022
B
Wisconsin 8/17/2022
B
Missouri 8/17/2022
B
Wyoming 8/17/2022

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
8040 South 48th Street, Phoenix, AZ 85044
Registered with this firm since 11/16/2022
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8040 South 48th Street, Phoenix, AZ 85044
Registered with this firm since 8/17/2022
Previous Registration(s)
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B
 02/16/2022 - 07/28/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHANDLER, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.