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Detailed Report
NICHOLAS NESTRO
CRD#: 7370102
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 410 AMHERST STREET
SUITE 310
NASHUA, NH 03063
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Connecticut 8/2/2022
B
New York 5/11/2023
IA
Connecticut 8/2/2022
IA
New York 5/11/2023
B
Massachusetts 11/2/2022
B
Rhode Island 6/7/2024
IA
Massachusetts 11/10/2022
IA
Rhode Island 6/7/2024
B
New Hampshire 7/20/2023
B
Vermont 3/29/2023
IA
New Hampshire 7/20/2023
IA
Vermont 3/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
410 AMHERST STREET SUITE 310, NASHUA, NH 03063
Registered with this firm since 8/2/2022
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
410 AMHERST STREET SUITE 310, NASHUA, NH 03063
Registered with this firm since 6/28/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.