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DEVON MASSI
Devon Michael Massi
CRD#: 7369618
IA
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WELLS FARGO ADVISORSCRD#: 19616 5 CORPORATE PLZ
NEWPORT BEACH, CA 92660
NEWPORT BEACH, CA 92660
View By:
3/8/2013
Criminal
Final Disposition
State Registrations
B
Alabama 8/4/2023
B
Missouri 6/16/2022
B
Arizona 6/27/2022
B
Montana 6/16/2022
B
Arkansas 1/21/2025
B
Nevada 6/28/2022
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California 6/3/2022
B
New Jersey 11/30/2022
B
California 6/7/2022
B
New York 8/31/2023
B
Colorado 6/16/2022
B
North Carolina 5/17/2023
B
Connecticut 1/21/2025
B
Ohio 4/5/2023
B
Florida 6/15/2023
B
Oregon 10/21/2022
B
Georgia 6/21/2022
B
Pennsylvania 4/24/2023
B
Hawaii 9/14/2022
B
South Carolina 9/7/2022
B
Idaho 3/23/2023
B
South Dakota 4/24/2023
B
Illinois 7/20/2022
B
Tennessee 1/30/2025
B
Iowa 4/24/2023
B
Texas 6/16/2022
B
Kansas 7/14/2022
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Texas 6/16/2022
B
Kentucky 4/24/2023
B
Utah 9/27/2023
B
Louisiana 6/21/2022
B
Virginia 2/20/2025
B
Massachusetts 12/12/2023
B
Washington 6/16/2022
B
Michigan 11/9/2022
B
Wyoming 7/6/2022
SRO Registrations
B
B
B
B
B
B
B
B
B
B
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Registered with this firm since 6/3/2022
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Registered with this firm since 4/26/2022
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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