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Detailed Report
Jacob Todd Roberts
JACOB TODD ROBERTS, JAKE ROBERTS
CRD#: 7368930
IA
Investment Adviser
B
Broker
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD#: 108257 290 CONGRESS STREET
BOSTON, MA 02210
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.CRD#: 840 290 Congress St
BOSTON, MA 02210
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - 2022 (<1 year)
License(s)

State Registrations

IA
Alabama 9/25/2024
B
Mississippi 3/12/2024
B
Alabama 1/21/2025
IA
Mississippi 9/24/2024
B
Alaska 3/17/2022
B
North Carolina 3/12/2024
B
Arkansas 3/12/2024
IA
North Carolina 1/21/2025
IA
Arkansas 10/2/2024
B
Oklahoma 3/12/2024
B
Florida 3/12/2024
IA
Oklahoma 9/26/2024
IA
Florida 10/28/2024
B
Puerto Rico 3/12/2024
B
Georgia 3/12/2024
IA
Puerto Rico 9/30/2024
IA
Georgia 9/25/2024
B
South Carolina 3/12/2024
B
Louisiana 3/12/2024
IA
South Carolina 9/26/2024
IA
Louisiana 10/10/2024
B
Tennessee 3/12/2024
B
Massachusetts 3/17/2022
B
Texas 3/12/2024
IA
Massachusetts 7/26/2022
IA
Texas 9/26/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257)
290 CONGRESS STREET, BOSTON, MA 02210
Registered with this firm since 7/26/2022
B
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840)
290 Congress St, BOSTON, MA 02210
Tampa, FL
Registered with this firm since 3/17/2022
Previous Registration(s)
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B
 06/04/2021 - 02/28/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MERRIMACK, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.