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GREGORY STEVEN SIEBER
CRD#: 736796
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 112 HAYWOOD ROAD
GREENVILLE, SC 29607
GREENVILLE, SC 29607
0
Disclosures
42
Years of Experience
View By:
State Registrations
B
Alabama 2/16/2018
B
Ohio 2/16/2018
B
California 2/16/2018
B
Pennsylvania 2/16/2018
B
Florida 2/16/2018
B
South Carolina 2/16/2018
B
Georgia 2/16/2018
IA
South Carolina 2/16/2018
B
Hawaii 5/21/2018
B
Texas 5/21/2018
B
Indiana 3/2/2018
IA
Texas 5/22/2018
B
Missouri 10/22/2018
B
Vermont 12/19/2019
B
New Jersey 2/16/2018
B
Virginia 2/16/2018
B
New York 2/16/2018
B
West Virginia 1/20/2021
B
North Carolina 2/16/2018
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 2/16/2018
B
Registered with this firm since 2/16/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2006 - 02/20/2018 | GREENVILLE, SC | |
B | 01/06/2006 - 02/20/2018 | GREENVILLE, SC | |
IA | 12/29/1992 - 01/12/2006 | GREENVILLE, SC | |
B | 11/02/1984 - 01/12/2006 | GREENVILLE, SC | |
B | 07/26/1982 - 01/26/1984 | ||
B | 09/21/1981 - 08/03/1982 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.