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Chase Davis
Chase M Davis, Chase Mitchell Davis
CRD#: 7367861
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1600 JFK BLVD
PHILADELPHIA, PA 19103
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)IACONVERGENT FINANCIAL STRATEGIE... (CRD# 158192)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 11/16/2022

B
New Jersey 11/16/2022

B
California 11/16/2022

B
New Mexico 11/16/2022

B
Colorado 11/16/2022

B
New York 11/16/2022

B
Connecticut 11/16/2022

B
North Carolina 11/16/2022

B
Delaware 11/16/2022

B
Ohio 11/16/2022

B
District of Columbia 11/16/2022

IA
Pennsylvania 8/19/2022

B
Florida 11/16/2022

B
Pennsylvania 11/16/2022

B
Illinois 11/16/2022

B
Rhode Island 11/16/2022

B
Louisiana 11/16/2022

B
South Carolina 11/16/2022

B
Maine 8/1/2023

B
Texas 11/16/2022

B
Maryland 11/16/2022

IA
Texas 11/16/2022

B
Massachusetts 11/16/2022

B
Virginia 11/16/2022

B
Michigan 11/16/2022

B
Washington 11/16/2022

B
Minnesota 10/1/2024

B
Wisconsin 5/1/2023

B
Montana 11/16/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
101 WEST AVE, JENKINTOWN, PA 19046
Registered with this firm since 8/19/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
101 WEST AVE, JENKINTOWN, PA 19046
Registered with this firm since 9/23/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/19/2021 - 05/05/2022 CONVERGENT FINANCIAL STRATEGIES LLC (CRD#:158192) Philadelphia, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.