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Detailed Report
MARLA ANN REISMAN
CRD#: 736556
IA
Investment Adviser
B
Previous Broker
ADVISORY SERVICES NETWORKCRD#: 146051 Buffalo Grove, IL
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2009 (<1 year)2 FIRMS2017 - 2021 (4 years)IAADVISORY SERVICES NETWORK (CRD# 146051)2022 - Present (3 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2015 - 2017 (1 year)BH. BECK, INC. (CRD# 1763)2010 - 2013 (3 years)BWATERSTONE FINANCIAL GROUP, INC. (CRD# 10078)2002 - 2009 (7 years)BFFP SECURITIES, INC. (CRD# 16337)1997 - 2002 (5 years)BMIMLIC SALES CORPORATION (CRD# 15296)1996 - 1997 (1 year)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1981 - 1996 (14 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2017 - 2017 (<1 year)IAWATERSTONE FINANCIAL GROUP, INC. (CRD# 10078)2006 - 2009 (3 years)IAHERITAGE CAPITAL MANAGEMENT INC (CRD# 110383)2003 - 2006 (3 years)
License(s)

State Registrations

IA
Illinois 1/3/2022
IA
Texas 1/7/2025
Current Registration(s)
IA
ADVISORY SERVICES NETWORK (CRD#:146051)
Buffalo Grove, IL
Registered with this firm since 1/3/2022
Previous Registration(s)
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IA
 10/04/2017 - 12/31/2021 LPL FINANCIAL LLC (CRD#:6413) ARLINGTON HEIGHTS, IL
B
 10/04/2017 - 12/31/2021 LPL FINANCIAL LLC (CRD#:6413) ARLINGTON HEIGHTS, IL
IA
 05/17/2017 - 10/10/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ARLINGTON HEIGHTS, IL
B
 11/19/2015 - 10/10/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ARLINGTON HEIGHTS, IL
B
 01/07/2010 - 08/07/2013 H. BECK, INC. (CRD#:1763) ARLINGTON HEIGHTS, IL
IA
 09/08/2009 - 12/31/2009 LPL FINANCIAL CORPORATION (CRD#:6413) ARLINGTON HEIGHTS, IL
B
 09/08/2009 - 12/31/2009 LPL FINANCIAL CORPORATION (CRD#:6413) ARLINGTON HEIGHTS, IL
IA
 02/28/2006 - 09/08/2009 WATERSTONE FINANCIAL GROUP, INC. (CRD#:10078) ARLINGTON HEIGHTS, IL
B
 03/14/2002 - 09/08/2009 WATERSTONE FINANCIAL GROUP, INC. (CRD#:10078) ARLINGTON HEIGHTS, IL
IA
 02/19/2003 - 09/22/2006 HERITAGE CAPITAL MANAGEMENT INC (CRD#:110383) ARLINGTON HEIGHTS, IL
B
 03/07/1997 - 03/15/2002 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
 03/14/1996 - 03/19/1997 MIMLIC SALES CORPORATION (CRD#:15296) ST. PAUL, MN
B
 09/07/1981 - 02/27/1996 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
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www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.