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Detailed Report
VAIBHAV PATEL
VAIBHAV HIMANSHUBHAI PATEL, Vaibhav H Patel
CRD#: 7365390
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8210 GATEWAY OVERLOOK DR
ELKRIDGE, MD 21075
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - 2022 (1 year)
License(s)

State Registrations

B
District of Columbia 11/17/2022
IA
Maryland 12/14/2022
B
Maryland 11/17/2022
B
Virginia 11/17/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8210 GATEWAY OVERLOOK DR, ELKRIDGE, MD 21075
Registered with this firm since 12/14/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8210 GATEWAY OVERLOOK DR, ELKRIDGE, MD 21075
Registered with this firm since 11/17/2022
Previous Registration(s)
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B
 06/30/2021 - 07/06/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) Lutherville Timonium, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.