Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)
Disclosure(s)
View By:
4/11/2016
Financial
Final
7/10/2015
Financial
Final
License(s)

State Registrations

B
Alabama 12/15/2021
B
New York 1/3/2022
B
Arizona 12/21/2021
B
North Carolina 9/15/2021
B
Colorado 3/22/2024
IA
North Carolina 9/21/2021
B
Connecticut 1/3/2022
B
Ohio 11/7/2024
B
Delaware 11/9/2022
B
Oregon 1/17/2024
B
Florida 10/6/2021
B
Pennsylvania 1/4/2022
B
Georgia 10/8/2021
B
South Carolina 1/4/2022
B
Indiana 1/24/2022
B
Tennessee 10/7/2021
B
Maryland 12/13/2021
B
Texas 11/18/2021
B
Massachusetts 2/27/2023
IA
Texas 11/19/2021
B
Michigan 2/18/2025
B
West Virginia 3/21/2024
B
Mississippi 1/4/2022
B
Wisconsin 3/28/2023
B
New Jersey 6/6/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
52 VALLEY RIVER AVE, MURPHY, NC 28906
Registered with this firm since 9/21/2021
B
EDWARD JONES (CRD#:250)
52 VALLEY RIVER AVE, MURPHY, NC 28906
Registered with this firm since 7/19/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.