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Detailed Report
Brady Lee Nolan
Brady L Nolan
CRD#: 7364190
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 6500 Emerald Parkway
Offices: 106, 107, 108, 109, 112, 117
DUBLIN, OH 43016
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Indiana 10/20/2023
B
Ohio 10/21/2023
B
Kentucky 10/20/2023
IA
Ohio 10/23/2023
B
Michigan 10/20/2023
B
Pennsylvania 10/20/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
6500 Emerald Parkway Offices: 106, 107, 108, 109, 112, 117, DUBLIN, OH 43016
Columbus, OH
Registered with this firm since 10/23/2023
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
6500 Emerald Parkway Offices: 106, 107, 108, 109, 112, 117, DUBLIN, OH 43016
Columbus, OH
Registered with this firm since 10/20/2023
Previous Registration(s)
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IA
 12/05/2022 - 09/30/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HILLIARD, OH
B
 10/11/2022 - 09/30/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HILLIARD, OH
B
 05/19/2022 - 09/02/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) Columbus, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.