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Alicia M Pfiffner
CRD#: 7357133
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 11501 North Port Washington
Mequon, WI 53092
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 5/1/2024

B
Nevada 5/1/2024

B
Alaska 5/1/2024

B
New Hampshire 5/1/2024

B
Arizona 5/1/2024

B
New Jersey 5/1/2024

B
Arkansas 5/1/2024

B
New Mexico 5/1/2024

B
California 5/1/2024

B
New York 5/1/2024

B
Colorado 5/1/2024

B
North Carolina 5/1/2024

B
Connecticut 5/1/2024

B
North Dakota 5/1/2024

B
Delaware 5/1/2024

B
Ohio 5/2/2024

B
District of Columbia 5/1/2024

B
Oklahoma 5/1/2024

B
Florida 5/1/2024

B
Oregon 5/1/2024

B
Georgia 5/1/2024

B
Pennsylvania 5/1/2024

B
Hawaii 5/1/2024

B
Puerto Rico 5/1/2024

B
Idaho 5/1/2024

B
Rhode Island 5/1/2024

B
Illinois 5/1/2024

B
South Carolina 5/1/2024

B
Indiana 5/1/2024

B
South Dakota 5/1/2024

B
Iowa 5/1/2024

B
Tennessee 5/1/2024

B
Kansas 5/1/2024

B
Texas 5/1/2024

B
Kentucky 5/1/2024

IA
Texas 5/3/2024

B
Louisiana 5/1/2024

B
Utah 5/1/2024

B
Maine 5/1/2024

B
Vermont 5/1/2024

B
Maryland 5/1/2024

B
Virgin Islands 5/1/2024

B
Massachusetts 5/1/2024

B
Virginia 5/1/2024

B
Michigan 5/1/2024

B
Washington 5/1/2024

B
Minnesota 5/1/2024

B
West Virginia 5/1/2024

B
Mississippi 5/1/2024

B
Wisconsin 10/28/2022

B
Missouri 5/1/2024

IA
Wisconsin 10/28/2022

B
Montana 5/1/2024

B
Wyoming 5/1/2024

B
Nebraska 5/1/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
11501 North Port Washington, Mequon, WI 53092
Registered with this firm since 10/28/2022

B
MORGAN STANLEY (CRD#:149777)
11501 North Port Washington, Mequon, WI 53092
Registered with this firm since 9/8/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.