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Yazan Khatib
CRD#: 7355435
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 8801 RIVER CROSSING BLVD
4th FLOOR
INDIANAPOLIS, IN 46240
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Arizona 2/12/2024

B
Montana 1/15/2025

B
Arkansas 1/15/2025

B
Nebraska 1/15/2025

B
California 2/12/2024

B
Nevada 1/15/2025

B
Colorado 2/12/2024

B
New Hampshire 1/15/2025

B
Delaware 1/15/2025

B
New Jersey 1/15/2025

B
District of Columbia 1/15/2025

B
New York 2/12/2024

B
Florida 2/12/2024

B
North Carolina 2/12/2024

B
Georgia 1/15/2025

B
Ohio 11/9/2021

B
Idaho 1/15/2025

IA
Ohio 11/9/2021

B
Illinois 2/12/2024

B
Oklahoma 1/15/2025

B
Indiana 11/11/2021

B
Oregon 1/15/2025

B
Iowa 1/15/2025

B
Pennsylvania 2/12/2024

B
Kansas 1/15/2025

B
Rhode Island 1/15/2025

B
Kentucky 2/12/2024

B
South Dakota 1/15/2025

B
Louisiana 1/15/2025

B
Tennessee 1/15/2025

B
Maine 1/15/2025

B
Texas 2/12/2024

B
Maryland 1/15/2025

B
Vermont 1/15/2025

B
Massachusetts 1/15/2025

B
Virginia 1/15/2025

B
Michigan 1/15/2025

B
Washington 1/15/2025

B
Minnesota 1/15/2025

B
West Virginia 1/15/2025

B
Missouri 2/12/2024

B
Wisconsin 1/15/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
8801 RIVER CROSSING BLVD 4th FLOOR, INDIANAPOLIS, IN 46240
THE TOWERS AT KENWOOD 8044 MONTGOMERY ROAD, Ste. 100W, CINCINNATI, OH 45236
Registered with this firm since 11/9/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
8801 RIVER CROSSING BLVD 4th FLOOR, INDIANAPOLIS, IN 46240
THE TOWERS AT KENWOOD 8044 MONTGOMERY ROAD, Ste. 100W, CINCINNATI, OH 45236
Registered with this firm since 9/29/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/03/2021 - 09/22/2021 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.